Rules and Violence
Regeln und Gewalt
zyxwvutsrqponmlkjihgfedcbaZYX
yvutsrqonmlihgfecaXVTSQPOML
On the Cultural History of Collective Violence
from Late Antiquity to the Confessional Age
Zur Kulturgeschichte der kollektiven Gewalt
von der Spatantike bis zum konfessionellen Zeitalter
Herausgegeben von
Cora Died
Titus Knapper
De Gruyter
MIX
FSC
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQ
Papier aus verantwortungsvollen Quellen
FSC* C003147
ISBN 978-3-11-036456-9
e-ISBN 978-3-11-036461-3
zywvutsrponmlkjihgfedcbaZWVUSRPON
Library of Congress Cataloging-in-Publication Data
A CIP catalogue record for this book is available from the library of Congress.
Bibliografische Information der Deutschen Nationalbibliothek
Die Deutsche Nationalbibliothek verzeichnet diese Publikation in der Deutschen
NationalbibEografie; detaillierte bibliografische Daten sind im Internet liber
http://dnb.dnb.de abrufbar.
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Inhaltsverzeichnis
Vorwort
VII
Preface
XVII
Ralph Mathisen
Beasts, Burning, and Beheading. Show Executions in Late Antiquity
1
GuidoM. Berndt
Murder in the Palace. Some Considerations on Assassinations
in Late Antiquity and the Early Mid die-Ages
31
Marco Mora
Ripped Bodies, Pierced Heels and Burned Houses. Violence and Its
Evaluation in Norse Saga Literature
49
Son]a Feldmann
Gewalt und Gemeinschaft im Eneasroman Heinrichs von Veldeke
63
Sergei A. Ko^lov
More than Enemies. The Description of Nomads in the Byzantine
Literature of the Epoch of the First Pecheneg Incursions
into Byzantium
83
jaroslaw Wenta
At the Threshold of Hell. Northern Crusaders on the Way to
Satan's Dominion
Silvan Wagner
Ehestands-Maren und Gewalt. Autoaggressive Gewaltgemeinschaften
und ihre gewalthafte Transformation — in Gewaltgemeinschaften
(Die eingemauerte Frau, Frauen^ucht)
101
115
I nhaltsverzeichnis zyxwvutsrqponmlkjihgfedcbaZXWVTSRQPON
Gabriel Viehhauser
Regeln fur den ,gattungsfreien Raum'. Generische Muster
der Gewaltdarstellung in Hans Folz' Erzahllied vom Pofi ranch
131
Аппа-1лпа Liebermann
Der Ritter im Baum. Wahnsinn als Ausloser von Gewalt
am Beispiel des Rappoltsteiner Parsifal.
157
Mathis Prange
Practices of Violence and Their Limits.
The Percy-Neville Feud in the 1450s
175
Aneta Bialecka
Der Uberfall auf das Nordlinger Scharlachrennen. Gewalt und
symbolische Ordnung der Gesellschaft in der urbanen Festkultur.......... 193
Cora Diet/
Erasmus, Reuchlin und Ulrich von Hutten als ,Gewaltgemeinschaft?
Ein Tragedia oder Spillgehalten in dem kiinigklichen Sal
Parifl.
209
Winjried Frey
Der Kampf der Reformatoren gegen die baalistischen Pfaffen
in der Grafschaft Nassau-Weilburg zur Zeit des Augsburger Interims
(1548-52/1555)
223
Kurzbiographien der Autoren / Short Biographies
235
Index
239
More than Enemies. The Description of Nomads in
the Byzantine Literature of the Epoch of the First
Pecheneg Incursions into Byzantium yxurnmligedaTSA
Sergei Л . Кофр (Tyumen) zyxwvutsrqponmlkjihgfedcbaZXWVTS
Abstract. This article analyses the most dominant ways of describing the Pechenegs and their mentality reflected in Byzantine tradition of the "Scythian War"
of Alexius I Comnenus (1081-1118). The first part examines the excursus on the
Pechenegs ("Scythians") in the emtio of Theophylact of Ohrid compared with a
similar description of "Mysians" of his teacher Michael Psellus. Despite these
contemporary accounts there is nor significant information on the Pechenegs.
Only the literary topos of the ,invasion of the nomads' is used to describe their
character and way of life. This image corresponds to the adversarial behaviour in
byzantine culture and the Kaiseridee. To typify pagan nomades as enemies of the
Christian Roman Empire was conventional in propaganda and rhetoric. The second and third part of this article focus on Anna Comnena, who describes the
military tactics in 1080 with a view on a previous "Scythian War" of John II
Comnenus (1118-1143).
Throughout the Middle Ages, Byzantium had to face the imminent danger
of Eurasian nomads' incursions. Due to the almost complete lack of indigenous written sources from the Steppes, research about the history of
Byzantine-Nomadic relations is based on Byzantine historical narratives,
which, however, reflect merely certain aspects of these relations. Thus, we
must be content with a Byzantine-Nomadic history written mainly
through the prism of Byzantine authors' subjective perceptions and their
focused steering toward accounts of the "Scythian" war under Emperor
Alexius I Comnenus (1081—1118).1 These descriptions add to an understanding of the Byzantine-Pecheneg war of 1086-1091 2 and a set of narraPAUL GAUTIER (ed), Theophylacte d'Achrida. Discours, traites, poesies (Thessalonique, 1980),
pp. 2 2 1 - 2 5 (all quotations from Theophylact follow this edition); L. DlNDORF (ed), loannis
Zonarae Epitome historiarum IV (Leipzig, 1871), pp. 241.20-242.8; D . R . REINSCH/ A. KAMBYLIS (ed.), Annae Comnenae Alexias I (Berlin/New York, 2001), pp. 199.18-251.93;
I. BEKKER (ed.), Michaelis Glycae Annates (Bonn, 1836), pp. 620.18-621.4,
For this war see: FERDINAND CHALANDON, Essai sur к regne dAlexis I" Comnene (10811118) (New York, 1900), pp. 1 0 5 - 3 6 ; ВАСИЛИЙ Г. ВАСИЛЬЕВСКИЙ, "Ви занти я и
п еченеги ," in: Васильевск ий В.Г. Труды I (Санкт-Петербург, 1908), pp. 45—77; ВАСИЛ Н.
84
Sergei A. Kozlov
tive elements of different nature characterizing the description of the cultural events. However, the literary tradition is closely connected with the
Byzantine image of the Pechenegs and cannot be examined separately
from it. The Byzantine perception of "others" has moved into the focus
of research through increased awareness about the status of epithets and
rhetorical images of different peoples used in Byzantine literature as important material for the study of the "national identity" of the Rzyxwvutsrqponmlkjihgfedcb
homaioi?
From this point of view, two recent publications consider the image
of the Pechenegs generated by the early Comnenes. The first is written by
ELISABETH MALAMUT,4 the second by PAUL M. STRASSLE.5 Ё. MALAMUT
systematizes the Byzantine authors' testimonies about the Pechenegs and
delineates the chronological history of Byzantine-Pecheneg relations. In
separate sketches, she considers the most important turns in Byzantium
policy in respect of nomads and their influence on the image of the
Pechenegs in Byzantine literature. Speaking about the "Scythian" war of
Alexius Comnenus, E. MALAMUT agrees with the traditional view according to which, after the gain of the First Bulgarian Empire in 1018 and the
failures in Christianizing invading nomads, there is an essential change in
the Byzantine perception of the Pechenegs. They began to be perceived as
the most terrible threat to the Empire at the time of Alexius' reign/'
P.M. STRASSLE, in turn, draws particular attention to socio-cultural
and rhetorical aspects of the Pechenegs' "hostile" image, contained in two
major literary monuments on this topic — in the oratio by Theophylact of
ЗЛАТАРСКИ, История, на Ъългарск ата държава преиъ сръднить вък ове II (Софи я, 1934),
pp. 1 8 7 - 2 2 1 ; ЯКОВ Н. ЛЮБАРСКИЙ, Ви зантай ско-п еченежская вой на 1 0 8 6 - 1 0 9 1 гг. на
территории Балкан, in А.И. ДОРОНЧЕНКОВ (ed.), Славянск ие исследования: Мат-лы II
Велик олук ск ой к онф. по истории славянск их стран (Лени нград, 1966), pp. 3—9; PAUL STEPHENSON, Byzantium's Balkan frontier. A political study of the Northern Balkans
900-1204
(Cambridge, 2000), pp. 1 0 1 - 0 3 ; JOHN W. BlRKENMEIER, The Development of the Komnenian
Army 1081-1180 (Leiden et al., 2002), pp. 7 0 - 7 8 ; FLORIN CURTA, Southeastern Europe in the
Middle Ages 500-1250
(Cambridge, 2006), pp. 3 0 0 - 0 2 ; VICTOR SPINEI, The Romanians and
the Turkic Nomads North of the Danube Delta from the Tenth to the Mid-Thirteenth Century (Leiden/Boston, 2009), pp. 1 1 9 - 2 1 .
For the Byzantine perception o f the northern nomads, see: HELENE Ai IRWEILER, "Byzantine Concepts o f the Foreigner. The Case o f the Nomads," in H. AHRWEILER/A.E. LAIOU
(ed.), Studies on the Internal Diaspora of the Byzantine Empire (Dumbarton Oaks 1998), pp. 1—
15; ELISABETH MALAMUT, "Les peoples etrangers dans l'ideologie lmperiale. Scythes et
Occidentaux," in L 'etranger au Moyen Age: Actes du XXXe congr. de la SHMESP Gdttingen
1999 (Paris, 2000), pp. 1 1 9 - 3 2 ; TSVETELIN STEPANOV, The Bulgars and the Steppe Empire in
the Early Middle Ages. The Problem of the "Others' (I .eiden/Boston, 2010).
ELISABETH MALAMUT, "L'image byzantine des Petchenegues," By^antinische Zeitschrift 88
(1995), pp. 1 3 4 - 4 2 .
PAUL M. STRASSLE, "Das Feindbild der Petschenegen im Byzanz der Komnenen (11./
12. J h . ) , " byxantinische Forschungen 28 (2004), pp. 2 9 7 - 3 1 3 .
MALAMUT (see note 4), p. 135.
More than Enemies
85
Ohrid (also known as Theophylact of Bulgaria) addressed to Alexius I
Alexiade by Anna Comnena. P.M. STRASSLE's line
Comnenus, and in thezyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFEDCBA
of argument draws on the concept of social psychology according to
which representations of an "external enemy", formed by one ethnic
group in relation to another, serve a strengthening of group identity by
perceiving ethnos; moreover, they are connected to the manifestation of
antagonisms like "we/they", "own/alien" and so forth. P.M. STRASSLE
explains the negative image of Pechenegs among the early Comnenes
from the point of view of a Christian-Imperial "ethnocentrism" emerging
among the medieval Greeks. In his opinion, the emotional epithets and
stereotypes attributed to the Pechenegs aim at discrediting the external
enemy (the emphasis being laid on the Pechenegs' warlike character, their
insidiousness, their resemblance to animals etc.) and at overemphasizing
the own form o f existence (idea of superiority the Empire and the "Peculiar People" of the EJoomaioi).
Neither E. MALAMUT nor P.M. STRASSLE bestow sufficient consideration upon an alleged connection between Byzantine "ethnic" stereotypes
and the internal political situation in Byzantium. However, the character
of the Byzantine image of invading nomads (estimations, narratives and
images) was not only determined by political conditions and traditional
"common-Byzantine" world view paradigms, but also by a varied sociopolitical situation in the Empire, and it was strongly influenced by personal predilections and Byzantine intellectuals' creative output. The main
purpose of the present paper is to analyze the image of the Pechenegs in
the Byzantine tradition of the early Comnenes in due consideration of the
historical context in which the literary monuments were composed.
I. The Image of the Pechenegs in the Огайо of Theophylact of
Ohrid Presented to Alexius I Comnenus
The Byzantine-Pecheneg war is first mentioned in the oratio of Theophylact of Ohrid, addressed to Alexius I Comnenus (Лбуо? ETG TOV
а и т о к р а т о р аvupiXWVUTRQONKIEC
Kupiv AXE^IOV TOV K o j a v r i v o v ) , and in which the Byzantine
emperor is eulogized for his miraculous escape from the "Scythians" and
for the mercy he had on the enemy. This basilicos logos is of special value
with regard to an investigation of the Byzantine Kaiseridee and of official
political ideology as a whole.7 Vassily G. VASSIL'EVSKIJ has already noFor the Byzantine "imperial idea" see: PETER SCHREINER, By^an^ (Mimchen, 1986),
pp.70, 141-43. See also: ИГОРЬ С. Ч11ЧУРОВ, Политическ ая идеология средневек овья
(Византия и Русь) (Москва, 1991), pp. 3-126; PAUL MAGDALINO, The Empire of Manuel I
86
Sergei A. Kozlov
ticed tiiat thezyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFEDCBA
oratio is part of a number of ceremonial orations that, according to tradition, were held annually by the magister of orators in front
of the emperor at the feast of Christ's Christening on January 6th. Since
Theophylact's oratio names Alexius' young son "a nestling expecting
wings" (opwv л б г|,TCEpijaevcovб е т а о ж и л т е р а : 2 3 5 . 8 - 9 ) , whereby the
orator indicates the co-ruler of the emperor, V . G . V A S S I L ' E V S K I J concluded that the terminus post quem of the future archbishop of Ohrid's oratio
must be 1 0 8 7 /8 (the time of birth of Alexius' son) and terminus ante quem
September, 1092 (the declaration of the son as the co-ruler of the emperor). These dates are doubtless and may be considered as generally accepted.
Characterizing the "Scythians" ( 2 2 1 . 1 1 - 2 2 3 . 1 5 ) , Theophylact compares their attack to the impact of a lightning ( а а т р а л г |д ) . He says that die
"Scythian" retreat is difficult to organize because of the amount of trophies, at the same time it is easily manageable due to the speed of their
flight. "They haven't got a country of their own and devastate another
pЈv к а т а т р Е х о и ш ,
ccpETEpav 5 ' о и к
people's country" ( а Х Х о т р ( а уzyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONML
EXOUOiv). Even Darius Histape could not overcome them, as they are
"pursued unattainable" ( S i i o ^E i cppЈvo|3Xaptog т а с ш ' х л т а ) . They are imperceptible as they disappear among rocks and rich woods in the notorious "Scythian desert" (TWV LKUOWV Е р гц ш а д ) . To them, peaceful life is a
misfortune while the maximum of happiness means to have a good opportunity for war or for the infringement of a treaty ( а л о у б а Т д ) . "In their
view, the best warrior is one who will show the greatest barbarity and
perfidy" ( о и т о д а и т о г д о л о Х е д ш о т е р о д , о д a v cpavetr| р а р р а р ж с о т Е р о д
ТЕ KAT
дапатотЕрод).
Their number surpasses that of spring bees, and
nobody can estimate how many thousands they are: "their number is uncountable" ( a p i 0 |n 6 g TOUTCOV т о avapiQ|ur|T0V)- hi the following lines of
the oratio Theophylact describes the background of the Byzantine peace
treaty with the "Scythians" ( 2 2 3 . 1 6 - 2 2 7 . 2 4 ) .
Thus, in the "Scythian" excursus of Theophylact, one can allocate two
parts which P. G A U T I E R entitied La tactique des Scythes and Traite depaix avec
les Scythes.8 The two parts have different origins. The historical basis of the
second part, devoted to the treaty between Alexius and the "Scythians", is
doubdessly obvious, but that does not imply the reliability of all its details.
Komnenos 1143-1180 (Cambridge, 1993), pp. 4 1 3 - 8 8 ; DlMlTER ANGELOV, Imperial Ideology
and Political Thought in Byzantium 1204-1330
(Cambridge, 2007); ЖПЛЬБЕР ДАГРОН,
Император и священник : Этюд о византийск ом "цезарепапшме" (Санкт-Петербург, 2010),
(French edition: GILBERT DAGRON, Empereur et pretre: Etude sur le "cesaropapisme" by^antin
(Paris, 1996).
GAUTIER (see note 1).
87
More than Enemies
As mentioned above, the first part of this excursus describes both the
customs and the actions of the "Scythians" and the fear of those facing
their ruinous attacks. Scholarship frequendy articulates the opinion that
such descriptions were made by the Byzantine authors on the base of
personal acquaintances with nomads; made, for instance, in context of
military actions.9 Yet, there is lack of evidence for ascertaining the historical validity of the description, considering that the court orator also transfers objective historical information into fiction by means of metaphorical
and figurative ways of expression.10
First of all, the "Scythian" excursus of Theophylact does not offer a
unique and individualized delineation of the Pecheneg peoples' character.
On the contrary, the orator represents the nomads abstractly as "barbarians" and as identical with the ancient Scythians, though they are not denoted accordingly as they refuse bloodshed and make peace with Alexius
(5IK0CI'av t p f j t p o v E^PVEYKAV к ш
тои то
ye
povov
EKEIVOI, OU
(3ap(3apoi,
zyxwvutsrqpon
ot)6Ј Е к и в ш , o n л р о т р д pXa(3r|C т о и Kperrrovo? paOovxo: 2 2 5 . 2 2 - 2 4 ) .
The majority of figurative characteristics by which the Byzantine author
describes the nomadic incursions are stereotyped formula and standard
expressions. This can easily be proven by a comparison between the
"Scythian" excursus of Theophylact with the similar description of the
"Mysians" by his teacher Michael PselluszyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLK
(Chron. VII, 68-69). 11 According
to Psellus, the "Mysians" do not build camps, do not divide their army
into troops, do not follow military rule battles, and, having got off in a
heap, they rush against their enemy shouting loudly. Once they meet
strong resistance, they confusedly dissipate in various directions: one
group of them rushes into the river, others disappear in dark woods, a
third group hides in mountains and gorges; "all people of this people are
dangerous and perfidious" ( т о и т о т о y i v о д 5 e i v o t ^и д л а у т Е д к а ! ш с ,
yvcbpaq UN0KAQF||UEV0i) and "treaties of friendship mean nothing to them"
( o i ) T Ј 5E ouvQfjKca т о и т о и д ipiXiac EHEXOUOIV). Therefore, the "Mysians"
make peace easily, but, when they want to wage war, they at once refuse
the peace. In case of defeat they seek for the opponent's friendship, but if
they win the battle, they kill and sell their captives. Thus, both images,
Psellus' "Mysians" and Theophylact's "Scythians", are equivalent. It is
9
See, for example: ЕЛЕНА Ч. СКРЖИНСКАЯ, "Половц ы. Оп ыт и стори ческого
и столковани я э тни кона (Из архива ученого)," Византийск ий временник 46 (1986),
pp. 261—62; АЛЕКСЕЙ М. КРЮКОВ, "Ви занти й ц ы и их соседи в п роп оведях Ми хаи ла
Хо ни ата," Причерноморье в Средние век а 7 (2009) р. 37.
10
For this style see: ДИМИТРИЙ ОБОЛЕНСКИЙ: Византийск ое содружество наций. Ш есть
византийск их портретов (Москва, 1998), pp. 4 3 5 - 3 6 . See also: GEORGE Т . DENNIS, "Imperial Panegyric. Rhctoric and Reality," in II. MAGUIRE (ed.), Byzantine Court Culture from
829 to 1204 (Washington, 1997), pp. 137-10.
11
CONSTANTINE SATHAS (ed.), The History of Psellus (London, 1899), pp. 222.11-223.23.
88
Sergei A. Kozlov
possible that Psellus' account was first (the chronological order is not
absolutely clear) and that it served Theophylact as one source for his hostile description of the Pechenegs as "militant", "perfidious" and as people
who, when they retreat, disappear "in dark woods and rocks" and so
forth.
Despite the rhetorical character of Psellus' description, PETER B.
GOLDEN and IGOR O. KNYAZ'KIJ refer to it as valid testimony of the
Pechenegs' customs and their ideology.12 E. MALAMUT, in turn, has shown
Khomaioi/Barbaroi
that their image is connected to the opposition of thezyxwvutsrqponmlkjihgfedcbaZXWV
and that it serves an antagonistic complement to the cultural and military
appearance of the Greeks.13
The Greeks, however, always thought of the peoples on the northern
periphery of the Christian orbis Romanus as "barbarous". Therefore it not
enough to explain the Byzantine image of the Pechenegs as "invading
nomads" simply by the opposition of the Rhomaioi/barbaroi. Consequendy,
we have to ask for further reasons explaining the formation of the corresponding accounts by Psellus and Theophylact. First of all, the representation of the Pechenegs as "invading nomads" could only develop and become canonic in the epoch of these nomads' direct intrusions into
Byzantium. Both authors clearly refer to it: Theophylact speaks directly
about war with the "Scythians", and Psellus concludes the paragraph
about the "Mysians" after a reference to the Pecheneg's transition " o f the
frozen Danube" in winter 1046/47 (Chron. VII, 67) 14 when they made
their first mass invasion on Byzantine territory. As long as the Pechenegs
did not represent a direct threat to Byzantium, the Greeks perceived them
as a powerful force causing respect; and their neutral relation remained
intact. The animosities against the Pechenegs appeared and began to accrue with the Byzantine annexation of Bulgaria (1018), thereby prompting
to threaten the safety of the Bulgarian provinces of the Empire and even
of Constantinople. As a result of the Pecheneg incursions, their image in
Byzantine literature underwent essential changes: from distant nomadic
people, "who eat lice and live for the most part in wagons" (Leo Diac.
12
13
м
ИГОРЬ О. К н яз ь кп й , Византия и к очевник и южнорусск их степей, (Санкт-Петербург, 2003),
pp. 46^-8; ПИТЕР Б. ГОЛДЕН, "Религия кыггчаков средневековой Евразии," in А.В.
ЕВГАЕВСКИП (ed.), Степи "Европы в эпоху средневек овья VI: Залотоордынск ое время. (Донецк,
2008), р. 333.
MALAMUT (see note 4), p. 122. On the opposition Rhomaioi/Barbaroi see: KlLlAN LECH
NER, "Byzanz und die Barbaren," Saeculum 6 (1955), pp. 292-306; ALEKSANDR P. KAZHDAN/ANN W. EPSTEIN, Change in Byzantine culture in the eleventh and twelfth centuries (Berkeley/London,! 985), pp. 167-96. Cf. Psell. Chron. II, 33: SATHAS (see note 11), pp. 17.1034).
SATHAS (see note 11), pp. 221.28-222.10.
More than Enemies
8 9 zyxwvutsrqponml
Hist. IX, 12),15 they turned into a tangible and dangerous enemy of the
Empire. Under new conditions the perception of the Pechenegs as "invading nomads" approximated the image, which applied to different peoples at different times, including the Huns, Avars, Bulgarians and other
"northern" peoples that had been hostile toward the Greeks in earlier
times.16
At the same time, Theophylact used the image of the "invading nomads" for the eulogy of the central hero of his oratio — of Emperor Alexius I Comnenus. According to Theophylact, Alexius is the "deputy of
God", the governor who is reasonable, penetrating and merciful even
toward the despicable "Scythians" whose endangering attacks he had tackled. The description of these characteristics is both due to the purpose of
the actual oratio, and to the genre of encomia, representing an ideal emperor's virtues and the essence of his authority. Since Agapetus Diaconus,
the image of an ideal governor had become a central topic of Byzantine
Fiirstenspiegel and of imperial panegyrics.17 According to the opinion of
authoritative scholars of Byzantine political thought, the concept of a
divine origin of imperial authority, the definition of the emperor as an
"imitation of God" (|ац!Г|тд ЭеоО) and as the "beloved of God"
(6socpiXr|g) were basic and constant elements of the Byzantine Kaiseridee.u
Agapetus Diaconus (Cap. adm. 37,40) 19 understood the emperor's imitation of God as a means to "place the mercy above all" ( r j y e i o B a i TOD
SXEEIV n p o T i p w r e p o v ) . The emperor should "avoid brutality peculiar to
animals, and differ from others by his philanthropy assimilating God" (TO
JJEV a n a v O p t o n o v , tog б г р о о б е д ш т о а т р е с р б ц е л ю д , TO 5 e c p i X a v 6 p t o n o v , cog
O e o e t K s X o vzyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
Јv6eiKVU|aevog). According to the definition of the "godlike
governor", Theophylact'szywvutsrponmlkjihgfedcbaZWVUSRPONMLKJIHGFEDCBA
oratio consolidates the exaltation of Alexius,
reached by his promotion beyond and above imperial divinity that induces
the bloodless victory over the barbarians:
Carl B. HASE (ed.), Leonis Diaconi Caldensis Historiae libri decern (Bonn, 1828), p. 157.16-18.
Cf.: MALAMUT (see note 4), pp. 1 2 2 , 1 3 7 ; STRASSLE (see note 5), p. 307.
On a genre o f "mirrors for princes" see: HERBERT HUNGER, Die hochsprachliche profane
Literatur der By^aniiner I (Munchen, 1978) pp. 1 5 7 - 6 5 ; GUNTER PRINZING, "Beobachtungen zu ,integrierten' 1'urstenspiegeln der Byzantiner, " Jahrbuch der Osterreichischen By%antinistik
38 (1988) pp. 1 - 3 1 .
OTTO TREITINGER, Die ostromische Kaiser- und Reichsidee nach ihrer Gestaltung im bofischen
Zeremoniell. Vom ostromischen Staats- und Rsichsgedanken (Darmstadt, 1956), pp. 3 8 - 4 3 ; HERBERT HUNGER, Prooimion. Elemente der by^antinischen Kaiseridee in den Arengen der Urkunden
(Wiener Byzantinische Studien I) (Wien, 1964), pp. 4 9 - 8 3 ; IDEM., Reich der neuen Mitte. Der
christliche Geist der by»antinischen Kultur (Graz/Wien/Koln, 1965), pp. 6 1 - 6 7 , 7 9 - 8 3 , 1 0 6 ; H G. BECK, Das byzantinische Jahrtausend (Munchen, 1978), pp. 7 8 - 8 0 ; KAZHDAN/EPSTEIN
(see note 11), p. I l l ; ЧИЧУРОВ (see note 7), pp. 22, 26.
Agapetus Diaconus, Expositio capitum admonitoriorum, ed. by JACQUES—PAUL MlGNE, Patrologia Graeca L X X X V I /1 , col. 1176.
90
Sergei A. Kozlov
СНЗтозд а р а ouyx^peT Kcci cpiXoveiKog [ З а р ^а р о с тф trig аретг|д u n e p e x o v t i Kai
viKa 0ripico5ri cpuoiv paaiXiKq 0бютг|д [...] to paoiXcwg xE1P<I>v s p y a a a p e v c o v rriv
vupiXWVUTR
VIKR|V npiv EVEpyrjoai TOV noXepov. ( 2 2 5 . 1 2 - 1 6 )
Thus, even the quarrelsome barbarian recognizes the superiority of virtue, and
imperial divinity prevails over natural wildness! [...] surpassing the imperial power
which has gained a victory before the war was untied!
Analyzing the literary portraits of emperors in the texts of the 9th—12th
centuries, ALEKSANDR P. KAZI ID AN uncovered a gradual militarization of
the imperial ideal from the late 11th century. It is characterized by attributing the emperor such "chivalrous" virtues as military valour and noble
origin.20 By contrast, PAUL MAGDALINO has noticed that Theophylact's zyxwvutsrqpon
oratio depicts the representation of Alexius as peacemaker rather than warrior. The oratio mentions traditional virtues of humanity and high morals
(prudence, philanthropy and mercy) and it emphasizes their superiority
over rough-natured "barbarians".21 In this semantic scheme the image of
the enemy supplements the theocratic concept of imperial authority
through the concept of patriarchal intercession and it creates an image of
the emperor as the protector of peace and happiness for the Rhomaioi:
iaK
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCB
yvutsrqonmlihgfecaXVTSQPOMLKIHFCA
K a i vuv y e u p y o g euoveipoix; fervoug urrviorrei 5 i a Tt)v af)v и лёр nptov aypurrviav
Ka i oi) cpavr&Cetai ЈKI36TIV л о т е pev б и о ко ута , л о т е б е к а т е х о у т а , m i a p n pev
5 e o p o 0 v r a , а р п 5Ј то фсрод ё л а у о у т а -
aXX' dvereiXev о rjXioc; Kai ёл1 xr|v
e p y a o i a v а и то и a x p i g ё о л ё р а д ё ^ё р хЕ та ь 'О rjXiog eyvoo rr|v 5i3otv 22 Kai a v a X u e i
то и epyou Kai т р а л е С д у ' ю т а тр acpopiq к а т а к о р о у Kai к р а т е р а
лХтрад
еХеи б ероу, тф а ф pev крате1 an vq S e r a i , Ttov 5е Еки бсоу ка т е р е и уе т а ! к а ! тоТд
cpiXraroic л р о а л а ^е д к а ! r|5Eiog evayKaXtCeTai, 5 i a то v p e y a v AXe^iov o p a v
т а О т а ка\ и л' EKEI'VCOV 6 p a a 0 a i S i a x e i v o p e v o c . ( 2 2 7 . 1 6 - 2 4 )
And nowadays (after signing the treaty with the Pechenegs) the peasant has sweet
dreams, due to your vigilance over us. He does not dream any more that a Scythian pursues, suffices, ties and threatens him with a sword; but the sun has risen
and he leaves on work even till the evenings. The sun has set in the west, and he
leaves his work; he arranges a plentiful dinner without fear and has filled a glass
with quiet soul. He is pleased with your power, recollects about the Scythians
with contempt, jokes with his household, he embraces them pleasantly, reminding them that he sees them and they see him due to Great Alexius!
Thus, Theophylact's portrayal of the Pechenegs was motivated by his
eulogy of the emperor who defended the Byzantines against bloodshed.
Pragmatically, then, his oratio does not strive for an exact image or a real
figure of the concrete Pecheneg tribes that struggled with Alexius; it re-
20
ALEKSANDR KAZHDAN, " T h e aristocracy and the imperial ideal," in: M. ANGOLD (ed.),
The Byzantine Aristocrag, IX to XIII Centuries (Oxford, 1984), pp. 47, 5 0 - 5 2 ; KAZHDAN, EPSTEIN (see note U ) , p p . 1 1 2 - 1 6 .
21
MAGDALINO (see note 7), p. 419.
22
L X X P s . 103.22-23,19.
More than Enemies
91
veals a rhetorical strategy that makes use of the arguably dangerous and
wild enemy and the horrors of war with him ("die Rhetorik tritt als
Dienerin der Propaganda auf und macht die Petschenegen gewissermassen zu 'rhetorischen Opfern'", according to PAUL M. STRASSLE23). Theophylact uses the literary topos of "invading nomads" created by a certain
canon of Byzantine literature and follows a centuries-old tradition of the
imperial encomium genre. The idea of this topos also consists in the exaltation of the "godlike emperor" of the Greeks: in the context of encomiastic literatures the image of a dangerous, but defeated enemy acquires
properties of propaganda and, in the eyes of the citizens who face fatal
threats, ascribes the ruling emperor an aura of divinity and intercession.
II. The Semantics of the Name "Scythians" in theyxurnmligedaTSA
A lexiade of
Anna Comnena
Facing a new stage in the development of Byzantine representations of
Turkic nomads, thezyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFEDCBA
Alexiade of Anna Comnena (1083—1155)24 provides
our main source for the history and chronology of the ByzantinePecheneg war under Alexius I Comnenus. Anna began to write the Alexiade at the age of 55 years. After her unsuccessful complot against her
brother, Emperor John II Comnenus, she was compelled to live in a Constantinopolitan monastery she spent the rest of her life in. Accordingly,
Anna's work reflects that political situation and those representations of
"northern" nomads that were not only generated during the reign of Alexius I, but also during those of his successors, John II (1118—1143) and
Manuel I (1143-1180).
In contrast to the Theophylact's description, Anna Comnena names
the nomads that struggled with Alexius by their own ethnonym,
Пат0уотсог/Расапак, which she uses alongside with the traditional designations of the Pechenegs in Byzantine literature, such as "Scythians" and
"Barbarians". It is worth considering whether her use of the ethnic names
in the Alexiade follows certain rules, and, if so, what she indicates through
23
STRASSLE (see note 5), p. 311.
24
For Anna Comnena and her work see: GYULA MORAVCSIK, Byyantinoturdca I: Die by%an~
tischen Quellen der Geschichte der Turkvolker (Leiden, 1983), pp. 2 1 9 - 2 3 ; HUNGER (see note
13), pp. 4 0 0 - 0 9 ; B. HILL, " T h e Ideal Imperial Komnenian Women," B y Z p 23 (1996),
pp. 7 - 1 8 ; THALIA GOUMA-PETERSEN, "Engendered Category or Recognizable Life: Anna
ibid., pp. 2 5 - 3 4 . See also: MARGARET MULLET/DlON
Komnene and her Alexiad"
SMYTHE (ed.), Alexios I Komnenos. Papers of the second Belfast Byzantine Int. Colloquium, 14-16
April 1989 (Vol. I) (Belfast, 1996); THALIA GOUMA-PETERSON (ed.), Anna Komnene and Her
Times (London/New York, 2000).
92
Sergei A. Kozlov
them. Russian scholarship often follows MIKHAIL V. BLBIKOV's view,
according to which Byzantine authors of the 12th and 13th centuries used
archaisms, such as "Scythians", "Sarmatians" or "Dacians", for symbolic
reasons and as a matter of medieval literary stylistic convention, but their
accounts also include specifications of these peoples' geographical, cultural and economic characteristics.25
ThezyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFEDCBA
Alexiade, however, does not allow such a conclusion. The text rather proves the opposite. In fact, the tribes described in the Alexiade, the
Pechenegs and Cumans, were located in the same territory and represented the same military and cultural-economic (nomadic) organization,
i. e. they had the attributes on the base of which M. V. BlBIKOV would
refer to them as "Scythians". Anna Comnena marks the language affinities
between the Pechenegs and the Cumans (VIII, 5)26 and she consistently
distinguishes between the two groups of Turkic-speaking nomads that not
only differ in their active participation in the described events, but also
took distinct positions in relation to Byzantium (the Cumans were allies of
Byzantium, but the Pechenegs remained hostile). The use of "barbarous"
ethnonyms in the Alexiade follows certain rules of distribution: according
to P. STEPHENSON, Anna Comnena prefers to use the archaism "Scythians" and its derivative (248 times). Less frequendy she uses the proper
names of the nomads: IlaT^ivaKOi (10) and Kojaavoi (81).27 When she
uses the name "Scythians", it indicates the Pechenegs, never the Cumans.
This observation is essentially important for an investigation in the
semantics of the collective name "Scythians", 28 which designates real ethnic Pechenegs in Byzantine texts. In the Alexiade, this name labels the
northern nomads as hostile to Byzantium, while the term "Barbarians"
does not have that meaning and designates the non-Christian or nonGreek-speaking peoples. Consequendy, one cannot equate the terms
"Scythians" and "Barbarians" in Anna Comnena's work (cf. P. M.
STRASSLE).29 Similar to the topos of the "invading nomads" by Theophylact, Anna Comnena uses the name "Scythians" in order to emphasize the
25
МИХАИЛ В. БИБИКОВ, " К и зучени ю ви занти й ской э тнони ми и ," Византийск ие очерк и:
Тр. сов. ученых к XVI Междунар. к онгр. византинистов (Москва, 1982), pp. 154—56; Idem.,
Византийск ие источник и по истории древней Руси и Кавк аза, (Санкт-Петербург, 1999),
pp. 8 6 - 8 8 ; IDEM., By^antinorossica: Свод византийск их свидетельств о Руси I (Москва, 2004),
pp. 31, 35, 3 8 - 3 9 . Cf.: MATHIAS GYONI, " L e nom de ВХСГ/OI dans ['Alexiade d'Anne
Comnene," BZ 44 (1951), p. 247.
26
REINSCH/KAMBYLIS (see note 1), pp. 247.74-248.77.
27
STEPHRNSON (see note 2), p. 108.
28
Cf. the description o f "northern" nomads as KOIVWI; катоуода.Соутси LKUQOU at John
Historiae (Naples, 1968),
Tzetzes ChiL X I I , 896-900: P.A.M. LEON К (ed.), loannis
p. 507.
STRASSLE (see note 5), p. 306.
29
More than Enemies
93
animosities of the Pechenegs against the Byzantine world, transferring the
pejorative characteristics that are linked to this concept. Indirectly, the
pejorative element is already given by the etymology of the verb
Htymologicum Magnum, a
аки^еабш, "be angry", as it is explained in thezyxwvutsrqponmlkjihgfedcbaZXWVTSRQP
Byzantine lexical encyclopedia of the mid-12th century:30 s. v. стки^еабаг
or||LimvEt т о o p y i C E o Q a i , лара т о и с Е к и б а д . "be angry: means to become
angry, from [the names] of Scythians".31 Thus, special emphasis is given to
the "anger" of the Scythians and reflected in their name. It is noticeable
that the earlier Hesychius' dictionary has the same gloss for the word, but
there is no specified etymology given for it: JV v. ак о^еабаг хоАошбш,
б о ц о О а б ш , a t c u O p a m d C e i v . 3 2 This might testify that the image of the raging Scythians came up under the influence of the Pecheneg attacks.
III. The Origin of the Image of the Pechenegs in theyxurnmligedaTSA
A lexiade
At first glance, the image of the Pechenegs in Anna Comnena's work is
consistent with Theophylact's description. Like Theophylact, Anna con(COTЈlstantly emphasizes the militancy and "countless" numberzyxwvutsrqponmlkjihgf
рОяХлб&Тд) of the "Scythians", their innate perfidy, "because all the barbarians by nature are unstable and unable to comply with agreements"
( а а т а т е Т yap tog emnav anav т о |3 a p ( 3 a p o v K a i c m o v 5 a g c p u X a r t E i v o u
лефике);33 Anna says that any defeats could not restrain the "boundless
30
31
T . GRAISFORD (ed.), Htymologicon magnum sen verius lexicon saepissime vocabulorum origines
indagans ex piuribus lexicis schoBastis et grammatias anonymi cuiusdam opera concinnatum (Oxford,
1848), p. 720,5-6.
Cf. similar etymology: Schol. A Нот. A 23; Eust. Thess. Ad II. 723.42-43.On this gloss see:
CHARLES DE LAMBERTERIE, " G r e c акиЈду, акиСеовш et les grognements d'Hera," Revue
des etudes grnques 1 0 7 /1 (1994), pp. 15-46.
32
P. A. HANSEN (ed.), Hesychii Alexandria
pp. 316, 1147.
33
As already mentioned, numerous researchers have argued for the Byzantine authors' sincere efforts in describing the "real" nomads in their works; thus, they may come to judge
recorded texts as documenting sources o f nomadic customs and their way o f life. So,
ELENA Сн. SKRYZHINSKAYA (see note 9), pp. 2 6 0 - 6 1 , analyzing Anna Comnena's reportthat Alexius, when he agreed upon an alliance with the Cumans against the Pechenegs, was
"afraid o f their pliability" (e6e5iei то tiaywyov) since the "Cumans, like all the Barbarians,
have a natural adherence to volatility and variability" (oi 5Ё Kopavoi (Ьд Pap(3apoi то
KoOcpov teat еоцетофХптоу шд cpuaiKOV TI лароскоХообгцда кектгщеуо!), and draws some
conclusions about Cumans' treachery as "характерной для их весьма п римитивной
п олитики в отношени и как врагов, так и сою зни ков и п росто соседей ". However, if
one considers these reports not in isolation, but in a wider context, it becomes clear that
such consideration is misled. Thus, attributing perfidy to the "Barbarians" is a common
place among the Greeks since the Antiquity. It was so common that even Chersonesos, in
his decree in honour o f Diaphantus (VASS1LY LA1YSCHEV (ed.), Inscriptions antiquae orae
lexicon
IV: 11-Х (Berlin/New York, 2005),
94
Sergei A. Kozlov
audacity" (RF]V &KOC0EKTOV ToXjiav) of the "Scythians" who setded on the
banks of the Danube and began to plunder the Roman land as if it were
their own.
At the same time, Anna's description of the Pechenegs reveals a number of new features that differ significandy from Theophylact's. As menoratio is
tioned above, the rhetorical image of the nomads in Theophylact'szyxwvutsrqponmlkjihgfed
based on the presentation of a godlike Emperor, freeing the Greeks from
the "Scythian" danger and bringing peace to the Roman Empire. The
mention that the "Scythians" get in the Alexiade is based on a somewhat
different principle: Anna portrays Alexis I in accordance with the "chivalrous" imperial ideal of John II Comnenus' epoch 34 and she introduces in
his story a number of new data on Pecheneg military tactics, some which
contradict the peoples' image built up by her predecessors. In contrast to
Psellus' primitive description of the Pechenegs ("Mysians"), according to
which the Pechenegs did not obey any military rules in battie, Anna writes
that the Pechenegs arranged a plan of batde according to the art of warfare and that die tactic of ordering troops is inbred in them (EK ФШ1КГ|С
е л ю т ф л д ЛОХЕЦЕТУ Е 1 5 6 Т Е ^ К Ш к а т а (раХаууа ю т а о б а г : V I I , 3 : 2 1 1 . 5 7 58). In one of her descriptions of a battle against the Pechenegs she writes
that "the Barbarians also ordered their troops and sent them to battle
according to the art of batde that the Scythians had adopted" (ка! ot
( 3 a p P « p o i CTKUOIKWG л а р а т а ^ а р & У О ! к а г т а с, а т й м zyxwvutsrqponmlkjihgfedcbaZYXWV
5 u v a |i Ј i <; я р о д д « х п у
КАТААТЛАСФВУО! Е с е к Е а а у JUEV ТТОХЕДОУ « у а ^ т е Т у : V I , 1 4 : 2 0 2 . 3 - 5 ) .
Anna reports, moreover, that the Pechenegs used conjoined wagons
as fortifications in their warfare against the Greeks:
olovei таи; арцаца^ак; то отратеица iXa5dv ката тоО аитократород fjeaav
mi г)кро(ЗоМЈ;о\то лоррюбеу. (VII, 3: 211.59-212.61)
septentrionalis Ponti Euxini Graecae et Latinae I 2 (Saint-Petersburg, 1916), № 352, among other
general characteristics o f the Scythians, mentions their "inherent perfidy" (ejjepuTOe; абесна,
line 16) with special emphasis. The fact that Anna does not write about any treaty obligation that was broken by the Cumans indirectly refutes such an interpretation. More-over,
there is one Byzantine text that gives a probably quite significant ethnographic description
o f Turkic nomads, contradicting the strong tradition o f their perfidy. This is the "Scythian"
fragment o f Michael Choniates, according to which nomads strictly observe their treaties
(ouv0fiKai) and oaths, although they do not use Christian symbols for indicating their
bonds, but the symbol o f a "dog that is cut into halves by a sword" (KUIOV {;iqpei
5IX0T0|I0U|Jf.v0g. The existence o f a similar custom among nomads in the North Pontic
region may serve as an argument supporting the record about the Cumans through ethnographic analogies, testified independently by younger contemporaries o f the Byzantine
metropolitan - Piano Carpini and Jean de Joinville (КРЮКОВ (see note 8), pp. 3 9 - 4 4 ; Cf.
similar customs o f proto-Bulgarians: И. ДУЙЧЕВ, "Славяно-болгарски е дренности IX-го
века," By^antinoslavica 1 1 /1 (1950), p. 14, note 49.
34
MAGDALINO (see note 7), p. 419; R. NKLSON, " T h e Emperor in Byzantine Art o f the
Twelfth Century," B ^ F 8 (1982), pp. 1 2 8 - 3 0 .
95
More than Enemies
( T h e P e c h e n e g s ] built t o w e r s , as it w e r e , o f their c o v e r e d w a g o n s , a n d a d v a n c e d
against the E m p e r o r in s q u a d r o n s , a n d hurled missiles f r o m afar.
T«V
о juev ouv П а Х а ю Х о у о д кга о М а и р о к а х а к а Х ш у Грг)уо рю д x o v р е т аvupiXWVUTRQON
rfat^ivaKcov ave|3aXXovxo TtoXepov [ . . . ] 'oiypa
yap
гщад
ка б ю тХ ю р ё уо и д
pex'
e v x a ^i a g
I k u B o i ouxu
Oewpevoi
ои барсод
fiopeuopevoug
xov
каб '
npcov
а я о О а р р п о о и о ! n o X e p o v ' , sXtyov. 'ei 5 e Kai oi imreig a x e p xtovzyxwvutsrqponmlkjihgfedc
dpaЈcov xou
яо Хёро и
raxaxoXpnaeiav,
ei) To0i, r|xxr|0f|oovxai.' ( V I I , 3: 2 1 0 . 1 1 - 1 7 )
Paleologus and G r e g o r i u s M a u r o c a t a c a l o n v o t e d for deferring the war with the
P e c h e n e g s [ . . . ] ' I f t h e Scythians said they see us m a r c h i n g in g o o d o r d e r and in
full array, they certainly will n o t dare t o attack us. A n d should, by c h a n c e , a few
h o r s e m e n w i t h o u t chariots risk an e n g a g e m e n t , y o u c a n b e sure that they will b e
worsted.'
A.5piavoc
5ё
о
xou
KpaxoOvxog
абеХсрод
[...],
xtiv
xcov
LKOOWV
oppr)v
avvmotoxov 0 e a a a p e v o g oXoug puxrjpag ev6oug Kai p e /p i xcov a p a ^t o v e a u x o v
epPaXwv е л е г г а Y e w a i w g ayoovioapEvog р е х а ё л х а Kai povtov OTaveaxpeipe xcov
aXXwv cmavxwv пра
xcov Е к и б й у алоосрауёУхсоу, Ttov 5 e
KaxaoxeOevxwv.
(VII, 3: 2 1 2 . 7 2 - 7 7 ) :
A d r i a n , t h e e m p e r o r ' s b r o t h e r [ . . . ] , seeing that t h e Scythians' o n s e t turned out irresistible, spurred his h o r s e a n d charged right u p t o t h e w a g o n s . A f t e r
fighting
magnificently he returned with only seven c o m r a d e s . All the rest had b e e n either
slain o r captured by the Scythians.
Thus, according to Anna Comnena, the Byzantine commanders considered the "Scythian" wagons as the determinative factor in conflicts with
the Pechenegs, causing the Greeks' heavy defeats. Seemingly, using conjoined wagons as fortification (azyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFE
laager or Wagenburg) was one of the tactical
tricks of the Turkic-Mongol peoples,35 including the Pechenegs, and also
outlined in Michael Attaliates' Historia.Зб Since Anna's source regarding
this case is still not clear, one may assume that it was late enough. Though
she herself refers to eye-witness accounts of the participants of the
Pecheneg war, this sort of references is not always trustworthy. Moreover,
the Byzantine commanders she mentions would have been in rather advanced age at the time of the composition of the Alexiade. It is striking
that Anna writes that "Scythian" wagons created a strong impression on
the Greeks, while direct contemporaries of Alexius I — Theophylact the
Bulgarian and John Zonaras — convey nothing about it. In consequence,
35
See, for example: Г1.В. ГОАУБОВСКИЙ, " С какого времени можно п роследи ть на ю ге
Руси сп особ защи ты табором?" in П.С. УВАРОВ, С.С. СЛУЦКИЙ (ed.) Труды Х1Археол.
съезда в Киеве в 1899 г. И (Москва, 1902), pp. 7 1 - 8 1 ; СВЕТЛАНА П. ПЛЕТНЁВА, " О
п остроени и кочевни ческого лагеря-вежи ," Советск ая археология 3 (1964), pp. 133—40;
Г.А. ФЁДОРОВ-ЛАВЫЛОВ, Кочевник и Восточной Европы под властью золотоордынск их
ханов: Археологическ ие памятник и (Москва, 1966), р. 92, who brought Rashid ad-Din's report about a Mongolian military camp made o f wagons joined with each other and arranged in a circle.
36
I. BEKKER (ed.), Michaelis Altaliotae Historia (Bonn, 1853), p. 3 2 . 1 8 - 2 1 .
96
Sergei A. Kozlov
one cannot even exclude the possibility that these military-related details
may have originated from the author herself, eventually reflecting a later
state of knowledge about the Pechenegs' tactics. Like Anna, two authors
of the 13th century, John CinnamuszywvutsrponmlkjihgfedcbaZWVUSRPONMLKJIHGFE
(Hist. I, 3)37 and Nicetas Choniates,38
attest the "Scythian" wagons an important role in the batties between
Greeks and "Scythians". In Cinnamus' narration about the last "Scythian"
incursion into Byzantium during John II Comnenus' reign,39 which ended
with the defeat of the Barbarians, he writes that during the retreat a group
of "Scythians" decided to continue fighting; they built barricades with
their wagons, which they joined with each other and covered with bull
OVTO n p o n o v o u j u e v o i T&V a p a ^c o v , a c
leather (TOV KI'V5UVOV u t t O O T r j v a i EIXyvutsrqonmlihgfecaXVTSQPOMLKIHFCA
P O E I O K ; a v c o O e v p u p a a i c ; H Ј p t X a ( 3 o v T Ј <; ) . For a long time, the Byzantines
did not manage to take the enemy's camp. Then the emperor ordered to
cut die "Scythian" wagons by the pole-axes, and soon they surrendered.
With this episode, Cinnamus concludes the story about the fights between
the Greeks and the "Scythians".
There is one more example of a striking similarity between two wars
with nomads. In both cases a victory over the "Scythians" is represented
as decisive and final: Theophylact and other authors following the official
panegyric tradition in John's II reign, testify the total defeat of some invading nomads.40 At the same time Anna Comnena claims that Alexius I
obtained a major victory over the Pechenegs in the battie at Levunion,
Thrace, on April 29,1091:
Kai QV i5etvvupiXWVUTRQONKIEC
БЕСЕДАzyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDC
raivov, E'6VO<; OXOV, OU |4upiav6ptOTov,zyxwvutsrqponmlkjihgfedcbaZXWV
aXk' api6|j6v
anavra
urreppouvov, ouv yuvai ^I к ш TEKVOIQ ap5r|v к а т а raurr|vi rr)v N|je.pav аяоХазХос;.
( V I I I , 5: 2 4 8 . 6 8 )
T h a t day a u n p r e c e d e n t e d s h o w t o o k place: All t h e people, m e n , w o m e n a n d
children, w e r e lost. T h e n u m b e r o f p e o p l e surpassed ten thousand, they w e r e u n countable.
There is an obvious contradiction: according to one account, the
Pechenegs were crushed by Alexius I in 1091, according to the other the
"last" war against them took place during the reign of John II in 1122—23.
Scholars offered various explanations for this contradiction.41 M.V.
37
A. MEINEKE (ed.), Ioannis Cinnami Epitome rerum ab loanne et Alexio Comnenis gestarum (Bonn,
1836), pp. 8.5-10.
38
J.L. VAN DlETEN (ed.), Nicetae Choniatae Historia I (Berlin/New York, 1975), pp. 15.71-73.
39
'['hereupon Choniates mentions die ethnonym o f Pechenegs: rtov Пе т^а кс о у: 16.12-13.
40
Wolfram HORANDNER (ed.), Theodores Prodromes. Historische Gedkhte (Wien, 1974), fr. 5, 25;
fr. 25, 3 6 - 3 7 ; fr. 71, 19; Paul GAUTIER (ed.), Michel Italikos. Lettres et discours (Paris, 1972),
pp. 83.18-24; A. GARZYA (ed.), Nicephori Basilacae orationes et epistolae (Leipzig, 1984),
p. 119.10-15.
41
See, for example: ЗЛАТАРСК11 (see note 2), pp. 3 6 6 - 3 7 0 ; PETER B. GOLDEN, " T h e peoples o f the south Russian steppes," in: DENIS SlNOR (ed.), The Cambridge History of Early In-
More than Enemies
97
claims that Anna's description of the Pechenegs' total defeat in
1091 could simply be explained by the fact that her work is wholly devoted to the reign of Alexius I Comnenus. The last Pecheneg attack during
that time took place in 1091 indeed.42 This explanation, however, is not
very convincing. It completely ignores the historical context of the composition of thezyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFEDCBA
Alexiade which was written after the "Scythian" war of
John II, and it contradicts the trends of Anna's narrative about the "terrible war" (лоХерос; 6eivd<;) with the Pechenegs. A possible defeat of the
Byzantine troops in this war could mean the threat of a "complete destruction" (q лаушХебрга) of the Empire, and the outcome of the war was
the annihilation of the "whole people" (e'Ovog oXov). John Zonaras testifies that the episode about the utter annihilation of captives is composed
by Anna (Epit. hist. XVIII, 23).43 According to him, the emperor settled
the captive Pechenegs in Moglena.
In my opinion, the similar tenor in which the two wars against the
Pechenegs are described, as well as the common details about military
tactics of the nomads, do not allow to assume a coincidental parallel
(though plausible, taking into account the cliched nature of Byzantine
literature). It is yet far more reasonable to link the similarity to a creative
plan on Anna's side. For an explanation of how there could be a connection between the two events, it is necessary to remember the time and
circumstances the Alexiade was composed in. First of all, Anna creates her
"panegyric" to Alexius Comnenus in an epoch in which the official propaganda eulogizes the new ruling emperor — John II, the one she plotted
against and who drove her into monastic exile. According to Georgius
Tornices, a secretary and close friend of Anna, there existed a literaryphilosophical circle formed around her in the monastery, comprising
"many outstanding scholars, experts in letters and arts" (XoyiKCCV
елштгциооу лроЕ^архоутад - лоХХо! 5e r|oav ourot Kai Oaupaarot).44 In
R O B E R T B R O W N I N G ' S opinion, this circle consisted of people who were
in disfavor of John's court.45 Hence it is reasonable to assume Anna
BLBIKOV
nerAsia (Cambridge, 1990), p. 275; MALAMUT (sec note 4), pp. 1 4 2 - 4 7 ; BlRKENMEIER (see
note 2), p. 90; CURTA (see note 2), pp. 3 1 2 - 1 4 ; SPINEI (see note 2), pp. 1 2 0 - 2 7 .
42
БИБИКОВ (see note 20), p. 207.
43
DlNDORF (see note 1), p. 242.1-8.
44
J, DARROUZES (ed.), Georges et Demetrios Tornikes. Lettns ed discourse (Paris, 1970), p. 2 8 1 . 4 11. Anna Comnena's education and writing talent were most appreciated by her contemporaries: ЯКОВ H. ЛЮБАРСКИЙ (ed.), Анна Комнина. Алек сиада (Москва, 1965), pp. 18-19;
JAMES HOWARD-JOHNSTON, "Anna Komnene and the Alexiad"
in MULLET/SMYTHE
(see note 19), pp. 265—66.
45
ROBERT BROWNING, " A n unpublished funeral oration on Anna Comnena," Proceedings oj
the Cambridge Philological Society 188 (1962), p. 8.
98
Sergei A. Kozlov
Comnena's actual and eventually supported opposition against John. 46 Her
political intentions could be veiled in the illumination of historical events
in thezyxwvutsrqponmlkjihgfedcbaZXWVTSRQPONMLKJIHGFEDCBA
Alexiade, but were certainly noticed by high-rank contemporaries of
the disgraced princess. Her idealized image of Alexius as the unconditional
winner over the enemies of Byzantium served her as a silent reproach to
the successors of the first Comnenus and opposed them indirecdy. So,
according to Anna, Alexius achieved peace for the Empire, and if after his
death the situation developed poorly, that was because of the "foolishness" (dpeX-nipiCX) of those who inherited to him (XIV, 3: 438.41-43).
Thus, Anna Comnena, describing the Alexius' feats in his war against the
Pechenegs, draws an analogy to John's reign. Before such a background it
was psychologically natural for the writer "to mix" two recent "Scythian"
wars, recalling to the children's memoirs that imposed on her at the moment when she wrote the passages about the Pechenegs in the Alexiade.
Alexander BEIHAMMER has recendy adduced arguments for the hypothesis that die historical accounts in the Alexiade are of heterogeneous
nature.47 Analyzing the problem of Christian authors' perception of Seljuk
Turks, he pointed at the chronological contradiction between the names
and terms used by Anna and her description of epochal conflicts with
Seljuk emirs. Comparing the information of the Alexiade and other data,
he proves the assumption that Anna's historical description of Byzantium
and Seljuk relations at the end of thell t h and early 12th century is written
through the prism of the 1140s and presenting contemporary events in the
historical context of Asia Minor.
Thus, the correspondence of some details and the general tone of Anna Comnena's narrative about the Pecheneg war in 1086—91 with the tradition about the "Scythian" war in 1122—23 may serve as an argument to
date the Alexiade: in the era after the "Scythian" campaign of John II
Comnenus. By analogy with the most popular military exploits of John II,
Anna turns to the story of the confrontation with the Pechenegs, defending themselves with wagons, and concludes her narration with the report
about the complete destruction of the Pechenegs. In contrast to Theophylact, whose oratio is in line with the ideas of the second half of the 11th
century by depicting the Pechenegs as "invading nomads" in order to
eulogize the reigning emperor Alexius Comnenus for his peace with the
"Scythians", Anna Comnena's image of the Pechenegs absorbs the information of the later period. It can be considered as a result of the author's
opportunistic rethinking of the second third of the 12th century. On die
46
For Anna's opposition to J o h n II, see: Анн а Ком ни на (see note 44), pp. 35—36.
47
ALEXANDER BEIHAMMER, " D i e Ethnogenese der seldschukischen Tiirken im Urteil
christlicher Geschichtsschreiber des 11. und 12. [ahrhunderts," BZ 1 0 2 /2 (2009), pp. 5 8 9 614.
More than Enemies
99
one hand, it was aimed at Alexius' exaltation as the clear winner over the
"Scythians", on the other hand at a literary devaluation of the military
successes of his successor, glorified for the victory over die same people
by official propaganda contemporary to Anna.